ISO/IEC 42001 Lead Auditor

• Explain the fundamental concepts and principles of an AI management system based on ISO/IEC 42001.
• Interpret ISO/IEC 42001 requirements from the perspective of an auditor.
• Evaluate the conformity of an AI management system against ISO/IEC 42001 requirements.
• Plan, conduct, and close an ISO/IEC 42001 compliance audit.
• Manage an ISO/IEC 42001 audit program.

Day 1: Introduction to the artificial intelligence management system and ISO/IEC 42001

• Fundamental concepts and principles of an AI management system
• ISO/IEC 42001 requirements
• AI management system principles and requirements
• Auditor perspective on ISO/IEC 42001

Day 2: Audit principles and the preparation for and initiation of an audit

• Fundamental audit concepts and principles
• Audit objectives and criteria
• Audit preparation
• Audit planning
• Initiation of an ISO/IEC 42001 audit

Day 3: On-site audit activities

• Conducting an ISO/IEC 42001 audit
• Gathering and verifying audit evidence
• Conducting audit activities
• Evaluating conformity with ISO/IEC 42001 requirements
• Identifying and documenting audit findings

Day 4: Closing of the audit

• Closing an ISO/IEC 42001 audit
• Preparing audit conclusions
• Preparing audit reports
• Following up on audit findings and nonconformities
• Managing an ISO/IEC 42001 audit program

Day 5: Certification Exam

• PECB Certified ISO/IEC 42001 Lead Auditor certification exam

5 Days

Certification: PECB Certified ISO/IEC 42001 Lead Auditor

Duration: 3 hours

Format: Open-book examination

Questions: 80 multiple-choice questions

• Practical case studies related to AI management system audits.
• Essay-type exercises.
• Multiple-choice quizzes.
• Scenario-based audit exercises.
• Exercises for preparing and initiating an ISO/IEC 42001 audit.
• Exercises for conducting and closing an audit.
• Activities focused on audit findings, conclusions, and audit program management.

• Individuals with a background in internal or external auditing who want to specialize in auditing AI management systems.
• Managers or consultants seeking to master the AI management system audit process.
• Individuals responsible for maintaining conformity with AI management system requirements.
• Expert advisors in AI management.
• Professionals involved in analyzing and understanding business requirements for AI implementation.
• Individuals involved in the development and implementation of AI solutions and in designing AI system architecture.

• Fundamental understanding of ISO/IEC 42001.
• Fundamental understanding of AI principles and concepts.